Home/Filings/4/0001699947-20-000001
4//SEC Filing

Cory Charles 4

Accession 0001699947-20-000001

CIK 0001689923other

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 5:55 PM ET

Size

13.8 KB

Accession

0001699947-20-000001

Insider Transaction Report

Form 4
Period: 2020-03-06
Cory Charles
Director
Transactions
  • Conversion

    Class B Common Stock

    2020-03-062,5000 total
    Exercise: $0.00Class A Common Stock (2,500 underlying)
  • Conversion

    Class A Common Stock

    2020-03-06+2,50013,765 total
  • Sale

    Class A Common Stock

    2020-03-06$146.47/sh2,500$366,17511,265 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-03-062,500105,156 total
    Exercise: $9.50From: 2018-03-10Exp: 2026-04-29Class B Common Stock (2,500 underlying)
  • Exercise/Conversion

    Class B Common Stock

    2020-03-06+2,5002,500 total
    Exercise: $0.00Class A Common Stock (2,500 underlying)
Footnotes (3)
  • [F1]Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
  • [F2]Includes 1,986 unvested shares subject to an award of restricted stock units ("RSUs"). The RSUs shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 22, 2020, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
  • [F3]Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.

Issuer

Alteryx, Inc.

CIK 0001689923

Entity typeother

Related Parties

1
  • filerCIK 0001699947

Filing Metadata

Form type
4
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 5:55 PM ET
Size
13.8 KB