MULVA JAMES J 4
4 · Baker Hughes a GE Co · Filed Sep 17, 2019
Insider Transaction Report
Form 4
MULVA JAMES J
Director
Transactions
- Exercise/Conversion
Restricted Stock Unit D 5_18
2019-09-16−4,893→ 0 total→ Class A Common Stock (4,893 underlying) - Disposition to Issuer
Restricted Stock Unit D 5 19
2019-09-16−7,840→ 0 total→ Class A Common Stock (7,840 underlying) - Exercise/Conversion
Class A Common Stock
2019-09-16+4,893→ 14,044 total - Exercise/Conversion
Class A Common Stock
2019-09-16+3,771→ 9,151 total - Exercise/Conversion
Deferred Stock Unit
2019-09-16−3,771→ 0 total→ Class A Common Stock (3,771 underlying)
Footnotes (5)
- [F1]Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and delivery of the shares was deferred until the date the reporting person ceased to be a director.
- [F2]The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director.
- [F3]Each deferred stock unit represents a right to receive one share of Class A common Stock of the Issuer.
- [F4]Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
- [F5]The reporting person forfeited the restricted stock unit due to termination prior to the end of the term to which he was elected on May 10, 2019.