SCALZO JOSEPH 4

Accession 0001702744-24-000096

CIK 0001702744other

Filed

Nov 7, 7:00 PM ET

Accepted

Nov 8, 4:14 PM ET

Size

19.0 KB

Accession

0001702744-24-000096

Form 4

Period: 2024-11-06

President and CEO

Transactions

Exercise/Conversion
Common Stock
2024-11-06$12.00/sh+25,000$300,000→ 164,204 total
Sale
Common Stock
2024-11-06$35.99/sh−25,000$899,842→ 139,204 total
Exercise/Conversion
Common Stock
2024-11-07$12.00/sh+13,088$157,056→ 152,292 total
Sale
Common Stock
2024-11-07$35.87/sh−13,088$469,528→ 139,204 total
Sale
Common Stock
2024-11-07$35.67/sh−225,912$8,058,304→ 139,204 total
Exercise/Conversion
Options to Purchase Common Stock
2024-11-07$12.00/sh−13,088$157,056→ 961,912 total
Exercise: $12.00Exp: 2027-07-14→ Common Stock (13,088 underlying)
Exercise/Conversion
Common Stock
2024-11-07$12.00/sh+225,912$2,710,944→ 365,116 total
Exercise/Conversion
Options to Purchase Common Stock
2024-11-06$12.00/sh−25,000$300,000→ 975,000 total
Exercise: $12.00Exp: 2027-07-14→ Common Stock (25,000 underlying)
Exercise/Conversion
Options to Purchase Common Stock
2024-11-07$12.00/sh−225,912$2,710,944→ 736,000 total
Exercise: $12.00Exp: 2027-07-14→ Common Stock (225,912 underlying)

Footnotes (4)

[F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.93 to $36.065, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.75 to $36.085, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.535 to $35.80 inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.

Documents

1 file

Simply Good Foods Co

CIK 0001702744

Entity typeother