4//SEC Filing
Redman Michael Thomas 4
Accession 0001703052-17-000002
CIK 0001584137other
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 12:58 PM ET
Size
20.9 KB
Accession
0001703052-17-000002
Insider Transaction Report
Form 4
Redman Michael Thomas
DirectorPresident
Transactions
- Award
Common Stock
2017-08-03+4,400,000→ 2,828,000 total - Award
Warrant to acquire Series A Preferred Stock
2017-08-03+14,000→ 28,000 totalExercise: $0.08From: 2017-08-03Exp: 2020-01-16→ Series A Preferred Stock (14,000 underlying) - Award
Option to acquire Common Stock
2017-08-03+2,000,000→ 4,800,000 totalExercise: $0.01From: 2017-08-03Exp: 2021-11-28→ Common Stock (2,000,000 underlying) - Award
Series A Preferred Stock
2017-08-03+14,000→ 28,000 total - Disposition to Issuer
Common Stock
2017-08-03+61,465,130→ 2,828,000 total(indirect: see footnote) - Award
Series A Preferred Stock
2017-08-03+14,000→ 28,000 totalExercise: $0.07From: 2017-08-03Exp: 2050-01-01→ Common Stock (14,000 underlying) - Award
Option to acquire Common Stock
2017-08-03+2,000,000→ 4,800,000 totalExercise: $0.01From: 2017-08-03Exp: 2021-04-25→ Common Stock (2,000,000 underlying) - Award
Option to acquire Common Stock
2017-08-03+800,000→ 4,800,000 totalExercise: $0.01From: 2017-08-03Exp: 2021-11-28→ Common Stock (800,000 underlying)
Footnotes (4)
- [F1]On August 3, 2017, a wholly-owned subsidiary of AEPP, AEPP Merger Sub, Inc., merged with and into Oncolix, Inc. Oncolix was the survivor of the merger (Merger) and Oncolix became a wholly-owned subsidiary of AEPP. In connection with the Merger, the Oncolix securities owned were converted into the right to receive securities of AEPP.
- [F2]As reflected on his Form 3 filed on April 11, 2017, Mr. Redman may be deemed a beneficial owner of such 61,465,130 shares owned by Oncolix, Inc., as a result of Mr. Redman being an executive officer of Oncolix, Inc., however, Mr. Redman disclaimed any such beneficial ownership in the 61,465,130 shares owned by Oncolix, Inc. The 61,465,130 shares of common stock owned by Oncolix, Inc. were disposed to, and cancelled by, AEPP in connection with the Merger. While Mr. Reman disclaimed any such beneficial ownership, had he owned any such beneficial interest, Mr. Redman disposed of such beneficial ownership to AEPP in connection with such cancellation as provided for in the Merger.
- [F3]Includes (i) 14,000 shares of AEPP common stock issuable upon conversion of AEPP Series A Preferred stock; (ii) 14,000 shares of AEPP Series A Preferred Stock issuable upon exercise of warrants to acquire AEPP Series A Preferred Stock; (iii) 14,000 shares of shares of AEPP common stock issuable upon the conversion of AEPP Series A Preferred Stock that may be acquired pursuant to (ii) herein; and (iv) 2,800,000 shares of AEPP Common Stock that may be acquired pursuant to options.
- [F4]Each share of Series A Preferred Stock is convertible into one share of Common Stock, subject to adjustment. There is no expiration date for conversion.
Documents
Issuer
Advanced Environmental Petroleum Producers Inc.
CIK 0001584137
Entity typeother
Related Parties
1- filerCIK 0001703052
Filing Metadata
- Form type
- 4
- Filed
- Sep 13, 8:00 PM ET
- Accepted
- Sep 14, 12:58 PM ET
- Size
- 20.9 KB