Pulliam Amelia 4

4 · ADT Inc. · Filed Mar 11, 2020

Form 4

Period: 2020-03-09

SVP, Chief Human Resources Off

Transactions

Award
Common Stock
2020-03-09+66,413→ 168,762.5 total
Award
Common Stock
2020-03-09+22,697→ 191,459.5 total
Award
Stock Options
2020-03-09+43,520→ 43,520 total
Exercise: $5.27Exp: 2030-03-09→ Common Stock (43,520 underlying)

Holdings

Stock Options
Exercise: $13.30From: 2021-01-18Exp: 2028-01-18→ Common Stock (45,955 underlying)
45,955
Stock Options
Exercise: $13.30Exp: 2028-01-18→ Common Stock (38,230 underlying)
38,230
Stock Options
Exercise: $5.48Exp: 2029-03-14→ Common Stock (83,732 underlying)
83,732

Footnotes (7)

[F1]Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.
[F2]Includes 28,317 RSUs and 117 Dividend Equivalent Units ("DEUs") previously reported in Table II and 4,757 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.
[F3]Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.
[F4]Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.
[F5]The exercise price of these outstanding options reflects a reduction of $0.70 as a result of a special cash dividend paid by the Company to its stockholders on December 23, 2019.
[F6]20% of this stock option award became exercisable on 1/18/18, 20% on 5/2/18 and 60% on 7/23/18.
[F7]These stock options vest in three equal increments on 3/14/20, 3/14/21, 3/14/22.

Documents

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