Nave Steve 4
4 · Funko, Inc. · Filed Feb 29, 2024
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Nave Steve
CFO and COO
Transactions
- Exercise/Conversion
CLASS A COMMON STOCK
2024-02-27+16,735→ 72,235 total - Exercise/Conversion
Restricted Stock Units
2024-02-27−16,735→ 50,207 total→ CLASS A COMMON STOCK (16,735 underlying) - Sale
CLASS A COMMON STOCK
2024-02-28$7.08/sh−6,352$44,989→ 65,883 total
Footnotes (4)
- [F1]Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- [F2]Shares were sold to cover taxes upon the vesting of restricted stock units on February 27, 2024 pursuant to a sell to cover instruction.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]On March 6, 2023, the Reporting Person was granted 66,942 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of February 27, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.