4//SEC Filing
Perlmutter Andrew Mark 4
Accession 0001704711-24-000033
CIK 0001704711other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 7:11 PM ET
Size
29.7 KB
Accession
0001704711-24-000033
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Perlmutter Andrew Mark
PRESIDENT
Transactions
- Exercise/Conversion
CLASS A COMMON STOCK
2024-03-29+12,328→ 424,103 total - Exercise/Conversion
CLASS A COMMON STOCK
2024-03-29+2,807→ 436,855 total - Exercise/Conversion
Restricted Stock Units
2024-03-29−17,915→ 0 total→ CLASS A COMMON STOCK (17,915 underlying) - Exercise/Conversion
Restricted Stock Units
2024-03-29−9,945→ 0 total→ CLASS A COMMON STOCK (9,945 underlying) - Exercise/Conversion
Performance Stock Units
2024-03-29−2,807→ 0 total→ CLASS A COMMON STOCK (2,807 underlying) - Exercise/Conversion
Restricted Stock Units
2024-03-29−30,000→ 0 total→ CLASS A COMMON STOCK (30,000 underlying) - Exercise/Conversion
CLASS A COMMON STOCK
2024-03-29+28,604→ 411,775 total - Exercise/Conversion
CLASS A COMMON STOCK
2024-03-29+30,000→ 466,855 total - Exercise/Conversion
CLASS A COMMON STOCK
2024-03-29+29,004→ 365,256 total - Exercise/Conversion
CLASS A COMMON STOCK
2024-03-29+17,915→ 383,171 total - Exercise/Conversion
CLASS A COMMON STOCK
2024-03-29+9,945→ 434,048 total - Exercise/Conversion
Restricted Stock Units
2024-03-29−12,328→ 0 total→ CLASS A COMMON STOCK (12,328 underlying) - Exercise/Conversion
Restricted Stock Units
2024-03-29−29,004→ 0 total→ CLASS A COMMON STOCK (29,004 underlying) - Exercise/Conversion
Restricted Stock Units
2024-03-29−28,604→ 0 total→ CLASS A COMMON STOCK (28,604 underlying)
Footnotes (9)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
- [F2]The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
- [F3]On March 6, 2023, the Reporting Person was granted 38,672 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- [F4]On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- [F5]On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- [F6]On April 21, 2021, the Reporting Person was granted 24,656 RSUs, which have vested or will vest in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- [F7]On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- [F8]On March 8, 2022, the Reporting Person was granted 17,914 performance stock units, vesting upon the completion of Net Sales and EBITDA margin targets in 2022, 2023 and 2024. Upon his resignation on March 31, 2024, the performance period was adjusted to end at the resignation date and was achieved at 15.67% of the originally granted amount.
- [F9]On August 11, 2023, the Reporting Person was granted 30,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.
Documents
Issuer
Funko, Inc.
CIK 0001704711
Entity typeother
Related Parties
1- filerCIK 0001719492
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 7:11 PM ET
- Size
- 29.7 KB