4//SEC Filing
Le Pendeven Yves 4
Accession 0001704711-24-000140
CIK 0001704711other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 6:45 PM ET
Size
9.2 KB
Accession
0001704711-24-000140
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Transactions
- Sale
CLASS A COMMON STOCK
2024-09-16$11.79/sh−1,344$15,852→ 32,504 total - Exercise/Conversion
Restricted Stock Units
2024-09-15−5,000→ 0 total→ CLASS A COMMON STOCK (5,000 underlying) - Exercise/Conversion
CLASS A COMMON STOCK
2024-09-15+5,000→ 33,848 total
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
- [F2]Shares were sold to cover taxes upon the vesting of restricted stock units on September 15, 2024 pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $11.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]On March 15, 2024, the Reporting Person was granted 5,000 RSUs, vesting in full on the six month anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Documents
Issuer
Funko, Inc.
CIK 0001704711
Entity typeother
Related Parties
1- filerCIK 0002014560
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 6:45 PM ET
- Size
- 9.2 KB