4//SEC Filing
Daw Tracy D 4
Accession 0001704711-24-000165
CIK 0001704711other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 5:36 PM ET
Size
9.2 KB
Accession
0001704711-24-000165
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Daw Tracy D
CHIEF LEGAL OFFICER
Transactions
- Exercise/Conversion
Option to Purchase Class A Common Stock
2024-12-20−14,650→ 14,650 totalExercise: $4.01Exp: 2030-04-29→ CLASS A COMMON STOCK (14,650 underlying) - Exercise/Conversion
CLASS A COMMON STOCK
2024-12-20$4.01/sh+14,650$58,747→ 21,012 total - Sale
CLASS A COMMON STOCK
2024-12-20$12.55/sh−14,650$183,901→ 6,362 total
Footnotes (5)
- [F1]Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 13, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
- [F4]Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 13, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F5]The option is fully vested and exercisable.
Documents
Issuer
Funko, Inc.
CIK 0001704711
Entity typeother
Related Parties
1- filerCIK 0001501098
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 5:36 PM ET
- Size
- 9.2 KB