Daw Tracy D 4

4 · Funko, Inc. · Filed Mar 10, 2025

Form 4

Period: 2025-03-06

CHIEF LEGAL OFFICER

Transactions

Exercise/Conversion
CLASS A COMMON STOCK
2025-03-06+5,274→ 11,636 total
Exercise/Conversion
Restricted Stock Units
2025-03-06−5,274→ 10,547 total
→ CLASS A COMMON STOCK (5,274 underlying)
Exercise/Conversion
CLASS A COMMON STOCK
2025-03-08+4,343→ 15,979 total
Exercise/Conversion
Restricted Stock Units
2025-03-08−4,343→ 4,343 total
→ CLASS A COMMON STOCK (4,343 underlying)

Footnotes (4)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
[F2]The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
[F3]The 21,094 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
[F4]On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Documents

1 file