4//SEC Filing
Le Pendeven Yves 4
Accession 0001704711-25-000020
CIK 0001704711other
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 7:47 PM ET
Size
14.8 KB
Accession
0001704711-25-000020
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Transactions
- Exercise/Conversion
CLASS A COMMON STOCK
2025-03-08+896→ 35,129 total - Exercise/Conversion
Restricted Stock Units
2025-03-06−2,735→ 5,469 total→ CLASS A COMMON STOCK (2,735 underlying) - Sale
CLASS A COMMON STOCK
2025-03-10$8.16/sh−320$2,612→ 34,809 total - Exercise/Conversion
Restricted Stock Units
2025-03-08−896→ 896 total→ CLASS A COMMON STOCK (896 underlying) - Exercise/Conversion
CLASS A COMMON STOCK
2025-03-06+2,735→ 35,239 total - Sale
CLASS A COMMON STOCK
2025-03-07$8.88/sh−1,006$8,934→ 34,233 total
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
- [F2]Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.87 to $9.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.16 to $8.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]The original grant of 10,938 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- [F6]The original grant of 3,583 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Documents
Issuer
Funko, Inc.
CIK 0001704711
Entity typeother
Related Parties
1- filerCIK 0002014560
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 8:00 PM ET
- Accepted
- Mar 10, 7:47 PM ET
- Size
- 14.8 KB