Oddie Andrew David 4

Accession 0001704711-25-000038

CIK 0001704711other

View on SEC.gov Company Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 7:37 PM ET

Size

19.1 KB

Accession

0001704711-25-000038

Insider Transaction Report

Form 4

Period: 2025-03-12

Funko, Inc.FNKO

Oddie Andrew David

CHIEF COMMERCIAL OFFICER

Transactions

Exercise/Conversion
Restricted Stock Units
2025-03-13−12,600→ 37,800 total
→ CLASS A COMMON STOCK (12,600 underlying)
Award
CLASS A COMMON STOCK
2025-03-12+1,472→ 26,808 total
Sale
CLASS A COMMON STOCK
2025-03-14$7.16/sh−746$5,338→ 26,062 total
Exercise/Conversion
CLASS A COMMON STOCK
2025-03-13+12,600→ 38,662 total
Exercise/Conversion
CLASS A COMMON STOCK
2025-03-13+15,000→ 53,662 total
Award
Restricted Stock Units
2025-03-12+39,069→ 39,069 total
→ CLASS A COMMON STOCK (39,069 underlying)
Award
Option to Purchase Class A Common Stock
2025-03-12+29,300→ 29,300 total
Exercise: $7.38Exp: 2035-03-12→ CLASS A COMMON STOCK (29,300 underlying)
Exercise/Conversion
Restricted Stock Units
2025-03-13−15,000→ 0 total
→ CLASS A COMMON STOCK (15,000 underlying)

Footnotes (8)

[F1]Reflects partial vesting of performance conditions associated with a previously awarded performance stock unit.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F3]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
[F4]The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
[F5]The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
[F6]The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 12, 2025 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
[F7]On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
[F8]On March 13, 2024, the Reporting Person was granted 15,000 RSUs vesting in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

Documents

1 file

4
wk-form4_1741995466.xmlPrimary
FORM 4

Issuer

Funko, Inc.

CIK 0001704711

→

Entity typeother

Related Parties

filerCIK 0001926483

Filing Metadata

Form type: 4
Filed: Mar 13, 8:00 PM ET
Accepted: Mar 14, 7:37 PM ET
Size: 19.1 KB

View on SEC.gov