Daw Tracy D 4

4 · Funko, Inc. · Filed Mar 14, 2025

Form 4

Period: 2025-03-12

CHIEF LEGAL OFFICER

Transactions

Exercise/Conversion
CLASS A COMMON STOCK
2025-03-13+12,600→ 29,940 total
Award
Restricted Stock Units
2025-03-12+39,069→ 39,069 total
→ CLASS A COMMON STOCK (39,069 underlying)
Exercise/Conversion
Restricted Stock Units
2025-03-13−12,600→ 37,800 total
→ CLASS A COMMON STOCK (12,600 underlying)
Award
CLASS A COMMON STOCK
2025-03-12+1,361→ 17,340 total
Exercise/Conversion
CLASS A COMMON STOCK
2025-03-13+15,000→ 44,940 total
Award
Option to Purchase Class A Common Stock
2025-03-12+29,300→ 29,300 total
Exercise: $7.38Exp: 2035-03-12→ CLASS A COMMON STOCK (29,300 underlying)
Exercise/Conversion
Restricted Stock Units
2025-03-13−15,000→ 0 total
→ CLASS A COMMON STOCK (15,000 underlying)

Footnotes (7)

[F1]Reflects partial vesting of performance conditions associated with a previously awarded performance stock unit.
[F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
[F3]The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
[F4]The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
[F5]The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 12, 2025 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
[F6]On March 13, 2024, the Reporting Person was granted 15,000 RSUs vesting in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.
[F7]On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Documents

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