4//SEC Filing
Williams Cynthia W 4
Accession 0001704711-25-000078
CIK 0001704711other
Filed
May 21, 8:00 PM ET
Accepted
May 22, 6:56 PM ET
Size
15.0 KB
Accession
0001704711-25-000078
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Williams Cynthia W
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2025-05-20−32,100→ 64,202 total→ CLASS A COMMON STOCK (32,100 underlying) - Exercise/Conversion
CLASS A COMMON STOCK
2025-05-20+32,100→ 46,100 total - Sale
CLASS A COMMON STOCK
2025-05-21$3.97/sh−13,331$52,905→ 32,769 total - Sale
CLASS A COMMON STOCK
2025-05-21$3.93/sh−34,126$134,095→ 94,945 total - Exercise/Conversion
CLASS A COMMON STOCK
2025-05-20+96,302→ 129,071 total - Exercise/Conversion
Restricted Stock Units
2025-05-20−96,302→ 288,906 total→ CLASS A COMMON STOCK (96,302 underlying)
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
- [F2]Shares were sold to cover taxes upon the vesting of RSUs on May 20, 2025 pursuant to a Rule 10b5-1 instruction letter entered into in September 10, 2024.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.83 to $4.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]On May 20, 2024, the Reporting Person was granted 96,302 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- [F6]On May 20, 2024, the Reporting Person was granted 385,208 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Documents
Issuer
Funko, Inc.
CIK 0001704711
Entity typeother
Related Parties
1- filerCIK 0001916187
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 6:56 PM ET
- Size
- 15.0 KB