NMI Holdings, Inc.·4

Feb 10, 7:48 PM ET

Pollitzer Adam 4

4 · NMI Holdings, Inc. · Filed Feb 10, 2026

Research Summary

AI-generated summary of this filing

Updated

NMIH CEO Adam Pollitzer Shares Withheld for Taxes

What Happened
Adam Pollitzer, CEO of NMI Holdings (NMIH), had a total of 26,062 shares withheld by the company to satisfy tax withholding obligations when certain restricted stock units (RSUs) vested. The filing reports two dispositions: 16,665 shares on 2026-02-07 and 9,397 shares on 2026-02-08. The Form 4 shows $0 cash proceeds for these dispositions (they were net share settlements to cover taxes, not open-market sales).

Key Details

  • Transactions: 2026-02-07 — 16,665 shares withheld (Disposition, reported $0); 2026-02-08 — 9,397 shares withheld (Disposition, reported $0). Total withheld: 26,062 shares.
  • Filing date: 2026-02-10 — appears to be filed within the normal Form 4 window (timely).
  • Beneficial ownership after these transactions (per footnote): 215,048 common shares and 88,355 unvested RSUs.
  • Footnotes:
    • The 16,665 shares relate to RSUs granted 2/7/2024; the 9,397 shares relate to RSUs granted 2/8/2023.
    • Each set was net-settled to satisfy withholding taxes at a net settlement price equal to the closing price on 2026-02-06.
    • These were tax-withholding dispositions (transaction code F), not open-market sales or purchases.

Context: This is a routine tax-withholding transaction tied to RSU vesting (a "net settlement" where the company retains shares to cover taxes). Such withholdings are administrative and do not necessarily signal a CEO buying or selling stock as a market-confidence indicator.

Insider Transaction Report

Form 4
Period: 2026-02-07
Pollitzer Adam
DirectorChief Executive Officer
Transactions
  • Tax Payment

    Common Shares, $0.01 par value per share

    [F1]
    2026-02-0716,665312,800 total
  • Tax Payment

    Common Shares, $0.01 par value per share

    [F2][F3]
    2026-02-089,397303,403 total
Footnotes (3)
  • [F1]Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2024 at a net settlement price equal to the closing stock price on February 6, 2026. The shares underlying these restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.
  • [F2]Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 8, 2023 at a net settlement price equal to the closing stock price on February 6, 2026. The shares underlying these restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.
  • [F3]Represents 215,048 common shares and 88,355 unvested restricted stock units.
Signature
/s/ Augustin Joo, as Attorney-in-Fact|2026-02-10

Documents

4 files
  • 4
    wk-form4_1770770883.xmlPrimary

    FORM 4

  • EX-24

    EX-24

  • GRAPHIC
    poa001.jpg

    GRAPHIC

  • GRAPHIC
    poa002.jpg

    GRAPHIC