Golden Timothy P 4

What Happened
Timothy P. Golden, Senior Vice President and Chief Accounting Officer of Capital One Financial Corp, received a grant of 3,443 restricted stock units (RSUs) on February 3, 2026. The award was reported at $0.00 per unit (a standard equity award grant rather than an open-market purchase or sale). Each RSU is a contingent right to receive one share of Capital One common stock upon vesting.

Key Details

• Transaction type: Award/Grant (SEC code A).
• Transaction date: 2026-02-03; filing date: 2026-02-05 (filed within the SEC’s 2-business-day reporting window).
• Shares/units granted: 3,443 RSUs; reported acquisition price: $0.00 (no cash paid).
• Vesting (Footnote F1): RSUs vest in 1/3 increments beginning February 15, 2027, and annually thereafter.
• Footnote F2: The filing notes inclusion of shares acquired via the Company’s Associate Stock Purchase Plan since the last reported transaction.
• Shares owned after the transaction: Not specified in the provided filing.

Context
RSU grants are compensation/retention awards that convert to actual shares only after vesting; they are common executive compensation and do not imply an immediate buy or sell signal. The reported $0.00 reflects that this was a grant, not a market purchase.