Home/Filings/4/0001710643-18-000009
4//SEC Filing

Rystrom Brent Robert 4

Accession 0001710643-18-000009

CIK 0001063537other

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 1:26 PM ET

Size

8.4 KB

Accession

0001710643-18-000009

Insider Transaction Report

Form 4
Period: 2018-10-01
Transactions
  • Award

    Common Stock Option, right to buy

    2018-10-01+150,000150,000 total
    Exercise: $2.86Exp: 2028-10-01Common Stock (150,000 underlying)
  • Award

    Restricted Stock Units

    2018-10-01+330,000330,000 total
    Common Stock (330,000 underlying)
Footnotes (3)
  • [F1]The option vests and becomes exercisable as to 25% of the option shares annually beginning October 1, 2019.
  • [F2]Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.
  • [F3]The RSU shares vest based upon a vesting price equal to the volume weighted average trading price of our common stock over sixty-five consecutive trading days. The RSU shares vest as to (i) 7,500 shares if the vesting price equals or exceeds $5.00 per share, (ii) 22,500 shares if the vesting price equals or exceeds $10.00 per share and (iii) 300,000 shares on the later of (a) October 1, 2019 and (b the date the vesting price equals or exceeds $15.00 per share. The shares covered by the RSU would be issued following vesting as provided in the 2014 Equity Incentive Plan and RSU agreement.

Issuer

RiceBran Technologies

CIK 0001063537

Entity typeother

Related Parties

1
  • filerCIK 0001701121

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 1:26 PM ET
Size
8.4 KB