Dykes Dennis 4

4 · RiceBran Technologies · Filed Jun 28, 2019

Form 4

Period: 2019-06-27

CAO

Transactions

Exercise/Conversion
Common Stock
2019-06-27$1.42/sh+22,607$32,102→ 50,966 total
Exercise/Conversion
Common Stock
2019-06-27$0.91/sh+10,000$9,100→ 60,966 total
Exercise/Conversion
Common Stock Option, right to buy
2019-06-27−20,000→ 0 total
Exercise: $0.85Exp: 2027-04-06→ Common Stock (20,000 underlying)
Exercise/Conversion
Common Stock
2019-06-27$0.85/sh+20,000$17,000→ 80,966 total
Exercise/Conversion
Common Stock Option, right to buy
2019-06-27−10,000→ 0 total
Exercise: $0.91Exp: 2027-06-21→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock Option, right to buy
2019-06-27−22,607→ 0 total
Exercise: $1.42Exp: 2028-01-24→ Common Stock (22,607 underlying)

Footnotes (3)

[F1]The option vested and became exercisable as to 5,652 shares on January 24, 2019, and as to 16,955 shares on June 17, 2019, pursuant to a modification of the option agreement.
[F2]The option vested and became exercisable as to 2,500 shares on June 21, 2018, 2,500 shares on June 21, 2019, and as to 5,000 shares on June 17, 2019, pursuant to a modification of the option agreement.
[F3]The option vested and became exercisable as to 5,000 shares on April 6, 2018, 5,000 shares on April 6, 2019, and as to 10,000 shares on June 17, 2019, pursuant to a modification of the option agreement.

Documents

1 file