|3Oct 27, 8:27 PM ET

LLC Synbio 3

3 · Xenetic Biosciences, Inc. · Filed Oct 27, 2017

Insider Transaction Report

Form 3
Period: 2014-01-23
LLC Synbio
10% Owner
Holdings
  • Common Stock

    821,567
  • Series A Preferred Stock

    970,000
  • Warrants

    Exercise: $25.41From: 2014-12-31Exp: 2019-12-30Common Stock (204,394 underlying)
Footnotes (1)
  • [F1]The Reporting Person owns warrants exercisable into 204,394 shares of Common Stock. Such warrants are subject to performance vesting. The vesting milestones need to be achieved by December 31, 2017 (50%) and July 31, 2018 (50%). The amount of shares of Common Stock into which such warrants are exercisable was calculated for the purposes of this report without giving effect to any performance vesting limitations.

Documents

1 file
  • 3
    edgar.xmlPrimary

    PRIMARY DOCUMENT