Hardy John A. 4
4 · EQUUS TOTAL RETURN, INC. · Filed Sep 17, 2025
Insider Transaction Report
Form 4
Hardy John A.
DirectorCEO10% Owner
Transactions
- Award
Common Stock
2025-09-16$2.51/sh+133,682$335,542→ 3,861,706 total(indirect: I)
Footnotes (2)
- [F1]Represents an award of restricted stock pursuant to the Registrant's 2016 Equity Incentive Plan.
- [F2]Includes 3,228,024 shares held directly by Benton Capital Inc., a British Columbia Corporation beneficially owned and controlled by the Reporting Person who has authority to execute the same on behalf of Benton Capital Inc.