Kaliban Timothy Daniel 4

4 · GreenSky, Inc. · Filed May 18, 2020

Form 4

Period: 2020-05-14

President, Chief Risk Officer

Transactions

Award
Class A common stock
2020-05-14+83,336→ 1,519,371 total
Award
Stock Option (right to buy)
2020-05-14+89,468→ 89,468 total
Exercise: $3.73Exp: 2030-05-14→ Class A common stock (89,468 underlying)

Holdings

Holdco Units
→ Class A common stock (956,982.67 underlying)
956,982.67
Class B common stock
956,982.67
Class B common stock
(indirect: By LLC)
116,547.33
Holdco Units
(indirect: By LLC)
→ Class A common stock (116,547.33 underlying)
116,547.33

Footnotes (5)

[F1]Grant of restricted stock, which will vest in four equal installments on May 14, 2021, May 14, 2022, May 14, 2023, and May 14, 2024.
[F2]The Class B common stock entitles holders to ten votes per share; votes as a single class with the Class A common stock, has no economic rights, and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below.
[F3]Mr. Kaliban is the sole member and manager of Kaliban 2014, LLC.
[F4]Grant of stock options, which will vest in four equal installments on May 14, 2021, May 14, 2022, May 14, 2023, and May 14, 2024.
[F5]Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the membership interests of GS Holdings (the "Holdco Units") may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.

Documents

1 file