Home/Filings/4/0001712923-20-000076
4//SEC Filing

Kaliban Timothy Daniel 4

Accession 0001712923-20-000076

CIK 0001712923other

Filed

May 17, 8:00 PM ET

Accepted

May 18, 4:22 PM ET

Size

12.1 KB

Accession

0001712923-20-000076

Insider Transaction Report

Form 4
Period: 2020-05-14
Kaliban Timothy Daniel Scott
President, Chief Risk Officer
Transactions
  • Award

    Class A common stock

    2020-05-14+83,3361,519,371 total
  • Award

    Stock Option (right to buy)

    2020-05-14+89,46889,468 total
    Exercise: $3.73Exp: 2030-05-14Class A common stock (89,468 underlying)
Holdings
  • Holdco Units

    Class A common stock (956,982.67 underlying)
    956,982.67
  • Class B common stock

    956,982.67
  • Class B common stock

    (indirect: By LLC)
    116,547.33
  • Holdco Units

    (indirect: By LLC)
    Class A common stock (116,547.33 underlying)
    116,547.33
Footnotes (5)
  • [F1]Grant of restricted stock, which will vest in four equal installments on May 14, 2021, May 14, 2022, May 14, 2023, and May 14, 2024.
  • [F2]The Class B common stock entitles holders to ten votes per share; votes as a single class with the Class A common stock, has no economic rights, and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below.
  • [F3]Mr. Kaliban is the sole member and manager of Kaliban 2014, LLC.
  • [F4]Grant of stock options, which will vest in four equal installments on May 14, 2021, May 14, 2022, May 14, 2023, and May 14, 2024.
  • [F5]Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the membership interests of GS Holdings (the "Holdco Units") may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.

Issuer

GreenSky, Inc.

CIK 0001712923

Entity typeother

Related Parties

1
  • filerCIK 0001741126

Filing Metadata

Form type
4
Filed
May 17, 8:00 PM ET
Accepted
May 18, 4:22 PM ET
Size
12.1 KB