BOGART CHRISTOPHER P 4

4 · Burford Capital Ltd · Filed Jun 17, 2026

AI-generated summary of this filing

Updated Jun 17, 2026

Burford CEO Christopher Bogart Exercises Phantom RSUs, Withholds Shares

What Happened

Christopher P. Bogart, CEO of Burford Capital Ltd (BUR), settled Phantom RSUs on 2026-06-15. He received 121,880.3 ordinary shares (conversion of deferred Phantom RSUs) at $0.00 per share. To satisfy tax withholding, 18,294.3 shares were surrendered/withheld at an effective price of $4.64 per share, representing $84,886 in tax withholding.

Key Details

Transaction date: 2026-06-15; Form 4 filed 2026-06-17 (appears timely).
Primary codes: M = exercise/conversion of derivative (Phantom RSUs); F = tax withholding on settlement.
Shares converted: 121,880.3 ordinary shares (one-for-one conversion of Phantom RSUs per footnote).
Shares withheld for taxes: 18,294.3 shares @ $4.64 each = $84,886.
Shares owned after transaction: not specified in this filing.
Footnotes: F1 = Phantom RSUs converted one-for-one into ordinary shares; F3 = tax withholding satisfied by share withholding; F2 notes separate transactions by Bogart’s spouse, Elizabeth O’Connell, reported separately.

Context

This was a settlement of deferred compensation (Phantom RSUs), not an open-market purchase or sale. The withholding of shares to cover taxes is a routine administrative step (a net settlement) and does not necessarily indicate a directional trading view by the insider.

Form 4

Period: 2026-06-15

DirectorChief Executive Officer

Transactions

Exercise/Conversion
Ordinary shares, no par value ("Ordinary Shares")
[F1][F2]
2026-06-15+121,880.3→ 121,880.3 total
Tax Payment
Ordinary Shares
[F3][F2]
2026-06-15$4.64/sh−18,294.3$84,886→ 103,586 total
Exercise/Conversion
Phantom RSUs
[F1][F2]
2026-06-15−121,880.3→ 2,094,826.1 total
→ Ordinary Shares (121,880.3 underlying)

Holdings

Footnotes (3)

[F1]Represents settlement of phantom RSUs ("Phantom RSUs") held under the Burford Capital Deferred Compensation Plan. Each Phantom RSU converted into an Ordinary Share on a one-for-one basis.
[F2]The transactions reported in this Form 4 do not include transactions reported separately by Elizabeth O'Connell, the reporting person's spouse, who is also an executive officer of Burford Capital Limited.
[F3]Represents satisfaction of tax withholding obligations upon settlement of Phantom RSUs.

Signature

/s/ Paul Mysliwiec, as attorney-in-fact|2026-06-17

1 file