Bausch Shelley J 4
4 · GATX CORP · Filed May 5, 2026
Research Summary
AI-generated summary of this filing
GATX Director Shelley Bausch Receives 128 RSUs
What Happened
Shelley J. Bausch, a director of GATX Corp (GATX), was credited with 128 restricted stock units (RSUs) on 2026-05-01 as an award under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan. The RSUs were recorded at $194.92 each, for a total economic value of approximately $24,949. This was an award/acquisition (not an open-market purchase or sale) and appears to reflect deferred director compensation rather than a trading decision.
Key Details
- Transaction date: 2026-05-01; Form 4 filed: 2026-05-05. (Form 4s are generally due within 2 business days of the transaction; this filing was 4 days later.)
- Security: Restricted Stock Units (RSUs) — 128 RSUs reported as acquired at $194.92 per RSU; total value ≈ $24,949.
- Transaction code: A (award/acquisition).
- Shares owned after transaction: Not specified in the filing.
- Footnotes:
- F1: These RSUs were credited under the Deferred Fee Plan; each RSU represents the right to one share upon settlement, generally payable in common stock at the director’s election upon termination of board service.
- F2: The 128 RSUs consist of 13 RSUs from dividend reinvestment and 115 RSUs from deferral of the annual cash retainer and other cash fees into RSUs under the Deferred Fee Plan.
Context
RSU grants to directors are typically routine compensation or deferral of fees and do not represent an open-market purchase (which some investors view as a stronger bullish signal). These RSUs will convert to shares according to the plan’s settlement rules (generally at termination of service or as elected), so they may not immediately affect market float or indicate near-term selling/buying intent.
Insider Transaction Report
- Award
Common Stock
[F1][F2]2026-05-01$194.92/sh+128$24,949→ 4,165 total
Footnotes (2)
- [F1]Represents additional RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each RSU represents the right to receive one share of Issuer's common stock upon settlement. The RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
- [F2]Represents (a) 13 RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, and (b) 115 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.