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4//SEC Filing

Rothrock Ray A. 4

Accession 0001716837-21-000095

CIK 0001428439other

View on SEC.gov Company Profile

Filed

Jun 13, 8:00 PM ET

Accepted

Jun 14, 8:22 PM ET

Size

14.2 KB

Accession

0001716837-21-000095

Insider Transaction Report

Form 4

Period: 2021-06-10

Rothrock Ray A.

Director

Transactions

Award
Stock Options (right to buy)
2021-06-10$347.81/sh+954$331,811→ 954 total
Exercise: $347.81From: 2021-07-10Exp: 2031-06-09→ Class A Common Stock (954 underlying)
Exercise/Conversion
Class A Common Stock
2021-06-10+878→ 37,098 total
Award
Restricted Stock Unit
2021-06-10+329→ 329 total
Exercise: $0.00From: 2022-06-10→ Class A Common Stock (329 underlying)
Exercise/Conversion
Restricted Stock Unit
2021-06-10−878→ 0 total
Exercise: $0.00From: 2021-06-10→ Class A Common Stock (878 underlying)

Footnotes (3)

[F1]This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.
[F2]This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.
[F3]The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Documents

2 files

Issuer

ROKU, INC

CIK 0001428439

Entity typeother

Related Parties

1

filerCIK 0001500899

Filing Metadata

Form type: 4
Filed: Jun 13, 8:00 PM ET
Accepted: Jun 14, 8:22 PM ET
Size: 14.2 KB

View on SEC.gov