Wood Anthony J. 4

4 · ROKU, INC · Filed Feb 19, 2026

AI-generated summary of this filing

Updated Feb 19, 2026

Roku (ROKU) 10% Owner Anthony Wood Gifts 72,699 Shares

What Happened

Anthony J. Wood (reported as a 10% owner of Roku) reported conversions and gifts on 2026-02-17. The Form 4 shows conversion (code C) activity of 60,000 shares and gift (code G) dispositions totaling 72,699 shares (60,000 + 12,699). All gift and conversion entries are reported at $0.00 per share (no sale proceeds).

Key Details

Transaction date: 2026-02-17; Form 4 filed 2026-02-19 (appears to be filed within the normal 2-business-day window).
Reported items:
- Conversion (C): 60,000 shares (acquired) — recorded at N/A or $0.00 in the filing.
- Gift (G) dispositions: 60,000 shares @ $0.00 and 12,699 shares @ $0.00 (total disposed by gift = 72,699).
- Gift (G) acquisitions: matching 60,000 and 12,699-share entries at $0.00 (reflecting recipients’ acquisition).
- An additional conversion (C) entry lists 60,000 shares @ $0.00 as a derivative disposal (as reported).
Shares owned after the transaction: not specified in the excerpt provided.
Footnote (F1): Class B shares are convertible into Class A at the holder’s option and convert automatically in certain circumstances (see issuer’s charter). This explains the “conversion” (C) reporting.
Filing timeliness: Form filed two days after the transactions (Feb 19 for Feb 17), which is generally timely under Section 16 rules.

Context

Gifts are transfers and do not indicate buy/sell sentiment; they are often for estate planning, trusts, or family transfers. Conversions here reflect changing share class (Class B → Class A) per the company’s charter (see footnote F1) rather than a market purchase or sale. As a 10% owner, Mr. Wood’s transactions are reported under Section 16 reporting rules, which focus on transparency rather than signaling investment views.

Form 4

Period: 2026-02-17

DirectorCEO and Chairman BOD10% Owner

Transactions

Conversion
Class A Common Stock
[F1]
2026-02-17+60,000→ 60,000 total(indirect: By Trust)
Gift
Class A Common Stock
2026-02-17−60,000→ 0 total(indirect: By Trust)
Gift
Class A Common Stock
2026-02-17+60,000→ 60,000 total(indirect: By Trust)
Gift
Class A Common Stock
2026-02-17−12,699→ 0 total
Gift
Class A Common Stock
2026-02-17+12,699→ 72,699 total(indirect: By Trust)
Conversion
Class B Common Stock
[F1]
2026-02-17−60,000→ 16,393,111 total(indirect: By Trust)
→ Class A Common Stock (60,000 underlying)

Holdings

Footnotes (1)

[F1]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Signature

/s/ Renee Strandness, attorney-in-fact|2026-02-19

2 files