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|4May 10, 4:48 PM ET

Brombach Theodore J 4

4 · XAI Octagon Floating Rate & Alternative Income Trust · Filed May 10, 2024

Insider Transaction Report

Form 4
Period: 2024-05-09
XAI Octagon Floating Rate & Alternative Income TrustXFLT
Brombach Theodore J
DirectorPresident & CEO
Transactions
  • Purchase

    Common Shares of Beneficial Ownership

    2024-05-09$7.13/sh+3,417$24,363→ 23,950.74 total(indirect: By LLC)
  • Purchase

    Common Shares of Beneficial Ownership

    2024-05-10$7.13/sh+3,450$24,599→ 27,400.74 total(indirect: By LLC)
Holdings

  • Common Shares of Beneficial Ownership

    484,646

  • Common Shares of Beneficial Ownership

    (indirect: By LLC)
    10,250
Footnotes (1)
  • [F1]Includes 1,207.18 shares acquired under the XLFT dividend reinvestment plan for XMS Holdings LLC

Documents

2 files