Alphatec Holdings, Inc.·4

Jun 12, 5:30 PM ET

Pelizzon David R 4

4 · Alphatec Holdings, Inc. · Filed Jun 12, 2026

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Alphatec (ATEC) Director David Pelizzon Receives 32,012 RSU Award

What Happened David R. Pelizzon, a director of Alphatec Holdings, Inc. (ATEC), was granted 32,012 restricted stock units (RSUs) on June 10, 2026. The Form 4 reports an acquisition at a recorded price of $0.00 (award/grant). The filing does not state a cash value for the grant; RSUs convert to one share each subject to vesting.

Key Details

  • Transaction date: 2026-06-10 (reported on Form 4 filed 2026-06-12). Transaction code: A (award/grant).
  • Shares/units granted: 32,012 RSUs; recorded acquisition price: $0.00. Market value of the grant not specified in the filing.
  • Shares owned after transaction: Not stated in the provided filing.
  • Footnote highlights:
    • F1: RSUs vest on the earlier of the next annual meeting of stockholders or the reporting person’s death/resignation; pro‑rata vesting on death/resignation based on days served.
    • F2: Certain shares are held by Squadron Capital LLC; Pelizzon is a managing committee member and may be deemed to have beneficial interest in those shares but disclaims beneficial ownership except for any pecuniary interest.
  • Filing timeliness: Report appears timely (filed within two business days of the transaction).

Context RSUs are a form of compensation that represent a contingent right to receive common stock upon vesting; this is an award, not a market purchase or sale, and does not by itself signal buying or selling intent. Footnote F2 notes potential indirect association with shares held by Squadron Capital LLC but includes a disclaimer of beneficial ownership.

Insider Transaction Report

Form 4
Period: 2026-06-10
Transactions
  • Award

    Common Stock

    [F1]
    2026-06-10+32,012378,839 total
Holdings
  • Common Stock

    [F2]
    (indirect: By LLC)
    10,395,045
Footnotes (2)
  • [F1]On June 10, 2026, issuer granted to the reporting person 32,012 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.
  • [F2]These shares are held by Squadron Capital LLC ("Squadron"). As one of two members of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Signature
/s/ Tyson E. Marshall, Attorney-in-Fact|2026-06-12

Documents

1 file
  • 4
    form4-06122026_050606.xmlPrimary