Vaught John 4

Accession 0001719842-19-000006

CIK 0001710155other

Filed

Aug 13, 8:00 PM ET

Accepted

Aug 14, 4:36 PM ET

Size

21.2 KB

Accession

0001719842-19-000006

Form 4

Period: 2019-08-12

SVP, Chief Information Officer

Transactions

Exercise/Conversion
Common Stock
2019-08-13$7.25/sh+4,137$29,993→ 4,137 total
Exercise/Conversion
Common Stock
2019-08-13$8.23/sh+13,425$110,488→ 13,425 total
Sale
Common Stock
2019-08-13$30.04/sh−13,425$403,220→ 0 total
Award
Stock Option (Right to Buy)
2019-08-12$4.27/sh+17,623$75,250→ 31,049 total
Exercise: $4.27Exp: 2024-03-13→ Common Stock (17,623 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2019-08-13$4.27/sh−31,049$132,579→ 0 total
Exercise: $4.27Exp: 2024-03-13→ Common Stock (31,049 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2019-08-13$7.25/sh−4,137$29,993→ 0 total
Exercise: $7.25Exp: 2024-03-13→ Common Stock (4,137 underlying)
Sale
Common Stock
2019-08-13$30.14/sh−31,049$935,848→ 0 total
Exercise/Conversion
Common Stock
2019-08-13$4.27/sh+31,049$132,579→ 31,049 total
Sale
Common Stock
2019-08-13$30.13/sh−4,137$124,631→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2019-08-13$8.23/sh−13,425$110,488→ 1 total
Exercise: $8.23Exp: 2024-03-13→ Common Stock (13,425 underlying)

Footnotes (5)

[F1]Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.85. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
[F2]Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
[F3]Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.73. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
[F4]On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 12, 2019, the final liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholder and 17,623 stock options which had previously not been reported were deemed earned.
[F5]All of these stock options are vested.

Documents

1 file

National Vision Holdings, Inc.

CIK 0001710155

Entity typeother