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4//SEC Filing

Wicks James Beaumont 4

Accession 0001721561-17-000004

CIK 0001038773other

Filed

Nov 2, 8:00 PM ET

Accepted

Nov 3, 4:04 PM ET

Size

7.3 KB

Accession

0001721561-17-000004

Insider Transaction Report

Form 4
Period: 2017-11-01
Transactions
  • Award

    Common Stock

    2017-11-01+47,81454,302 total
  • Award

    Stock Option

    2017-11-01+2,2662,266 total
    Exercise: $11.76From: 2012-07-01Exp: 2022-07-01Common Stock (2,266 underlying)
Footnotes (2)
  • [F1]Received in exchange for 56,252 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share.
  • [F2]Received in exchange for 2,666 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.

Issuer

SMARTFINANCIAL INC.

CIK 0001038773

Entity typeother

Related Parties

1
  • filerCIK 0001721561

Filing Metadata

Form type
4
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:04 PM ET
Size
7.3 KB