Wicks James Beaumont 4/A
4/A · SMARTFINANCIAL INC. · Filed Feb 22, 2018
Insider Transaction Report
Form 4/AAmended
Wicks James Beaumont
Director
Transactions
- Award
Common Stock
2017-11-01+19,480→ 27,114 total
Holdings
- 2,266
Stock Option (right to buy)
Exercise: $11.76From: 2012-07-01Exp: 2022-07-01→ Common Stock (2,266 underlying)
Footnotes (3)
- [F1]Correcting previous number of 47,814 which failed to take into account the dissolution of the partnership which dispersed the shares, previously held by the partnership, pro rata to the partners.
- [F2]Received in exchange for 22,918 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share.
- [F3]This number is subsequently changed from 54,302 to 27,114 for the following reasons: (1) Footnote 1 and (2) the amendment to Form 3 filed February 21, 2018.