Kuhn Robert Wade Jr. 4
4 · SMARTFINANCIAL INC. · Filed Sep 10, 2018
Insider Transaction Report
Form 4
Kuhn Robert Wade Jr.
Regional President - SmartBank
Transactions
- Exercise/Conversion
Common Stock
2018-09-06$11.76/sh+17,000$199,920→ 17,510 total - Exercise/Conversion
Common Stock
2018-09-06$11.76/sh+17,000$199,920→ 34,510 total - Sale
Common Stock
2018-09-06$24.00/sh−34,000$816,000→ 510 total - Exercise/Conversion
Stock Option
2018-09-06−17,000→ 0 totalExercise: $11.76From: 2009-01-27Exp: 2019-01-27→ Common Stock (17,000 underlying) - Exercise/Conversion
Stock Option
2018-09-06−17,000→ 0 totalExercise: $11.76From: 2010-02-01Exp: 2020-02-01→ Common Stock (17,000 underlying)
Footnotes (2)
- [F1]Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger").
- [F2]Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.