Kuhn Robert Wade Jr. 4/A
4/A · SMARTFINANCIAL INC. · Filed Sep 10, 2018
Insider Transaction Report
Form 4/AAmended
Kuhn Robert Wade Jr.
Regional President - SmartBank
Transactions
- Exercise/Conversion
Stock Option
2018-09-06−17,000→ 0 totalExercise: $11.76From: 2010-02-01Exp: 2020-02-01→ Common Stock (17,000 underlying) - Sale
Common Stock
2018-09-06$24.00/sh−34,000$816,000→ 510 total - Exercise/Conversion
Stock Option
2018-09-06−17,000→ 0 totalExercise: $11.76From: 2009-01-27Exp: 2019-01-27→ Common Stock (17,000 underlying) - Exercise/Conversion
Common Stock
2018-09-06$11.76/sh+17,000$199,920→ 17,510 total - Exercise/Conversion
Common Stock
2018-09-06$11.76/sh+17,000$199,920→ 34,510 total
Footnotes (3)
- [F1]Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger").
- [F2]Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.
- [F3]This Form 4 amends the Form 4 previously filed September 10, 2018. The purpose of this amendment is to add a power of attorney. Consequently, the transaction reported on the previously filed Form 4 dated September 10, 2018, is re-reported here in this amendment.