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4//SEC Filing

Khan Zel C 4

Accession 0001721868-19-000239

CIK 0001368637other
View on SEC.govCompany Profile

Filed

May 8, 8:00 PM ET

Accepted

May 9, 10:52 AM ET

Size

18.8 KB

Accession

0001721868-19-000239

Insider Transaction Report

Form 4
Period: 2018-03-31
Petrolia Energy CorpBBLS
Khan Zel C
President & CEO
Transactions
  • Purchase

    Warrant

    2018-09-30$0.10/sh+250,000$25,000→ 10,960,000 total
    Exercise: $0.10From: 2018-09-30Exp: 2020-09-30→ Common Stock (250,000 underlying)
  • Purchase

    Warrant

    2018-06-30$0.10/sh+250,000$25,000→ 11,610,000 total
    Exercise: $0.10From: 2018-06-30Exp: 2020-06-30→ Common Stock (250,000 underlying)
  • Purchase

    Warrant

    2018-03-31$0.10/sh+250,000$25,000→ 11,360,000 total
    Exercise: $0.10From: 2018-03-31Exp: 2020-03-31→ Common Stock (250,000 underlying)
  • Award

    Common Stock

    2018-11-13$0.08/sh+625,000$50,000→ 43,592,053 total(indirect: Jovian Petroleum Corporation)
  • Purchase

    Warrant

    2018-12-31$0.10/sh+250,000$25,000→ 12,460,000 total
    Exercise: $0.10From: 2018-12-31Exp: 2020-12-31→ Common Stock (250,000 underlying)
  • Purchase

    Warrant

    2018-11-02$0.10/sh+1,250,000$125,000→ 12,210,000 total(indirect: Jovian Petroleum Corporation)
    Exercise: $0.10From: 2018-11-01Exp: 2020-11-01→ Common Stock (1,250,000 underlying)
  • Purchase

    Warrant

    2019-03-31$0.10/sh+250,000$25,000→ 12,620,000 total
    Exercise: $0.10From: 2019-03-31Exp: 2021-03-31→ Common Stock (250,000 underlying)
Footnotes (4)
  • [F1]Jovian Petroleum Corporation participated in the PPM#4, in which 625,000 Shares were issued at $0.08/share and an associated 1,250,000 Warrants at $0.10/share if exercised. The transaction had an aggregate amount of $50,000.
  • [F2]Mr. Khan receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for 24 months.
  • [F3]Mr. Khan receives a 250,000-warrant issuance quarterly as part of his compensation 2019 compensation package for his service on the Board; exercisable for 24 months.
  • [F4]Mr. Khan, directly and indirectly had a series of warrants expire in 2018, this is reflected in the number of reported derivative securities reported on this form.

Documents

1 file

Issuer

Petrolia Energy Corp

CIK 0001368637

→
Entity typeother

Related Parties

1
  • filerCIK 0001660758

Filing Metadata

Form type
4
Filed
May 8, 8:00 PM ET
Accepted
May 9, 10:52 AM ET
Size
18.8 KB
View on SEC.gov