Khan Zel C 4
4 · Petrolia Energy Corp · Filed May 9, 2019
Insider Transaction Report
Form 4
Khan Zel C
President & CEO
Transactions
- Purchase
Warrant
2018-09-30$0.10/sh+250,000$25,000→ 10,960,000 totalExercise: $0.10From: 2018-09-30Exp: 2020-09-30→ Common Stock (250,000 underlying) - Purchase
Warrant
2018-06-30$0.10/sh+250,000$25,000→ 11,610,000 totalExercise: $0.10From: 2018-06-30Exp: 2020-06-30→ Common Stock (250,000 underlying) - Purchase
Warrant
2018-03-31$0.10/sh+250,000$25,000→ 11,360,000 totalExercise: $0.10From: 2018-03-31Exp: 2020-03-31→ Common Stock (250,000 underlying) - Award
Common Stock
2018-11-13$0.08/sh+625,000$50,000→ 43,592,053 total(indirect: Jovian Petroleum Corporation) - Purchase
Warrant
2018-12-31$0.10/sh+250,000$25,000→ 12,460,000 totalExercise: $0.10From: 2018-12-31Exp: 2020-12-31→ Common Stock (250,000 underlying) - Purchase
Warrant
2018-11-02$0.10/sh+1,250,000$125,000→ 12,210,000 total(indirect: Jovian Petroleum Corporation)Exercise: $0.10From: 2018-11-01Exp: 2020-11-01→ Common Stock (1,250,000 underlying) - Purchase
Warrant
2019-03-31$0.10/sh+250,000$25,000→ 12,620,000 totalExercise: $0.10From: 2019-03-31Exp: 2021-03-31→ Common Stock (250,000 underlying)
Footnotes (4)
- [F1]Jovian Petroleum Corporation participated in the PPM#4, in which 625,000 Shares were issued at $0.08/share and an associated 1,250,000 Warrants at $0.10/share if exercised. The transaction had an aggregate amount of $50,000.
- [F2]Mr. Khan receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for 24 months.
- [F3]Mr. Khan receives a 250,000-warrant issuance quarterly as part of his compensation 2019 compensation package for his service on the Board; exercisable for 24 months.
- [F4]Mr. Khan, directly and indirectly had a series of warrants expire in 2018, this is reflected in the number of reported derivative securities reported on this form.