Biggs John G. 4
4 · Luther Burbank Corp · Filed Dec 12, 2017
Insider Transaction Report
Form 4
Biggs John G.
President, CEO
Transactions
- Purchase
Common Stock
2017-12-12$10.75/sh+465$4,999→ 465 total(indirect: Custodian for Kayo Sharma) - Purchase
Common Stock
2017-12-12$10.75/sh+465$4,999→ 465 total(indirect: Custodian for Skyler Sharma) - Purchase
Common Stock
2017-12-12$10.75/sh+4,651$49,998→ 4,651 total(indirect: By Trust)
Footnotes (5)
- [F1]Represents shares of Common Stock of Luther Burbank Corporation purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on December 12, 2017.
- [F2]The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
- [F3]Shares of Common Stock are held by Mr. Biggs as Trustee of the John G and Dana R Biggs Lvg Tr Dtd 6-4-12. Mr. Biggs possesses the voting and investment power with respect to the shares of Common Stock held by the trust.
- [F4]Shares of Common Stock are held in a custodial account for the benefit of Kayo Sharma. Mr. Biggs is the custodian of the account and possesses the voting and investment power with respect to the shares of Common Stock held in the custodial account.
- [F5]Shares of Common Stock are held in a custodial account for the benefit of Skyler Sharma. Mr. Biggs is the custodian of the account and possesses the voting and investment power with respect to the shares of Common Stock held in the custodial account.