|4Aug 19, 2:06 PM ET

GUPTA RAJIV 4

4 · Avantor, Inc. · Filed Aug 19, 2020

Insider Transaction Report

Form 4
Period: 2020-08-19
GUPTA RAJIV
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2020-08-19$1.60/sh+1,147,970$1,836,7521,856,716 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2020-08-19717,6450 total
    Exercise: $1.60Exp: 2020-11-03Common Stock (717,645 underlying)
  • Gift

    Common Stock

    2020-08-19100,0001,756,716 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2020-08-19430,3250 total
    Exercise: $1.60Exp: 2021-02-28Common Stock (430,325 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    843,789
Footnotes (3)
  • [F1]Reflects a gift to his adult daughters.
  • [F2]Reflects securities held by trusts for the benefit of the Reporting Person's family, of which the spouse of the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of the securities held by the trusts, except to the extent of his pecuniary interest therein.
  • [F3]These options are fully vested.

Documents

1 file
  • 4
    wf-form4_159786036300368.xmlPrimary

    FORM 4