Allen, Jr. Edward Thomas 4

4 · Columbia Financial, Inc. · Filed Jul 27, 2021

Form 4

Period: 2021-07-23

SEVP & Chief Operating Officer

Transactions

Holdings

Common Stock
(indirect: By Stock-Based Deferral Plan)
5,584.464
Common Stock
(indirect: By Stock Award)
92,308
Common Stock
(indirect: By 401(k))
31,000
Common Stock
(indirect: By ESOP)
3,354
Common Stock
(indirect: By SIM)
1,352
Stock Options (right to buy)
Exercise: $15.60From: 2020-07-23Exp: 2029-07-23→ Common Stock (282,353 underlying)
282,353
Common Stock
(indirect: By SERP)
7,306

Footnotes (5)

[F1]The number of shares held directly includes certain shares that were previously held by Stock Award and that have subsequently vested.
[F2]This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
[F3]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c).
[F4]Stock Awards granted to pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
[F5]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five approximately equal annual installments commencing on July 23, 2020.

Documents

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