Columbia Financial, Inc.·4

Jan 4, 3:37 PM ET

Krukar Mark S. 4

4 · Columbia Financial, Inc. · Filed Jan 4, 2022

Insider Transaction Report

Form 4
Period: 2021-12-31
Krukar Mark S.
EVP & Chief Credit Officer
Transactions
  • Award

    Common Stock

    2021-12-31$20.86/sh+37.06$7738,395.477 total(indirect: By Stock-Based Deferral Plan)
Holdings
  • Common Stock

    (indirect: By 401(k))
    25,364
  • Common Stock

    (indirect: By SERP)
    2,962
  • Common Stock

    (indirect: By SIM)
    4,761
  • Common Stock

    (indirect: By ESOP)
    3,354
  • Common Stock

    21,538
  • Common Stock

    (indirect: By Stock Award)
    46,154
  • Stock Options (right to buy)

    Exercise: $15.60From: 2020-07-23Exp: 2029-07-23Common Stock (141,176 underlying)
    141,176
Footnotes (4)
  • [F1]Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c), reduced by 214.06 shares due to a year-end adjustment made on December 31, 2021 which led to over-reporting the total number of shares reported as beneficially owned on the reporting person's prior report.
  • [F3]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
  • [F4]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five approximately equal annual installments commencing on July 23, 2020.

Documents

1 file
  • 4
    wf-form4_164132864922044.xmlPrimary

    FORM 4