Kelly Geri M. 4
4 · Columbia Financial, Inc. · Filed Jan 4, 2022
Insider Transaction Report
Form 4
Kelly Geri M.
EVP & HRO
Transactions
- Award
Common Stock
2021-12-31$20.86/sh+27.841$581→ 8,637.103 total(indirect: By Stock-Based Deferral Plan)
Holdings
- 25,050(indirect: By 401(k))
Common Stock
- 2,760(indirect: By SERP)
Common Stock
- 40,286
Common Stock
- 3,354(indirect: By ESOP)
Common Stock
- 1,003(indirect: By SIM)
Common Stock
- 49,231(indirect: By Stock Award)
Common Stock
- 150,588
Stock Options (right to buy)
Exercise: $15.60From: 2020-07-23Exp: 2029-07-23→ Common Stock (150,588 underlying)
Footnotes (4)
- [F1]Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c), reduced by 62.01 shares due to a year-end adjustment made on December 31, 2021 which led to over-reporting the total number of shares reported as beneficially owned on the reporting person's prior report.
- [F3]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
- [F4]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five equal annual installments commencing on July 23, 2020.