Murphy Brian William 4

4 · Columbia Financial, Inc. · Filed Jan 4, 2022

Form 4

Period: 2021-12-31

EVP & Operations Officer

Transactions

Award
Common Stock
2021-12-31$20.86/sh+17.332$362→ 2,180.4 total(indirect: By Stock-Based Deferral Plan)

Holdings

Stock Options (right to buy)
Exercise: $15.60From: 2020-07-23Exp: 2029-07-23→ Common Stock (77,647 underlying)
77,647
Common Stock
5,237
Common Stock
(indirect: By ESOP)
3,354
Common Stock
(indirect: By SIM)
246
Common Stock
(indirect: By Daughter)
100
Common Stock
(indirect: By SERP)
1,184
Common Stock
(indirect: By 401(k))
30,000
Common Stock
(indirect: By Stock Award)
25,385

Footnotes (4)

[F1]Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
[F2]The total number of shares reported has been reduced by 78.99 shares due to a year-end adjustment made on December 31, 2021 which led to over-reporting the total number of shares reported as beneficially owned on the reporting person's prior report.
[F3]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
[F4]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five approximately equal annual installments commencing on July 23, 2020.

Documents

1 file