Allen, Jr. Edward Thomas 4

4 · Columbia Financial, Inc. · Filed May 3, 2023

Form 4

Period: 2023-05-01

SEVP & Chief Operating Officer

Transactions

Award
Common Stock
2023-05-01+20,879→ 20,879 total(indirect: By Stock Award II)
Award
Stock Options (right to buy)
2023-05-01+15,188→ 15,188 total
Exercise: $15.94From: 2024-05-01Exp: 2033-05-01→ Common Stock (15,188 underlying)

Holdings

Common Stock
83,359
Common Stock
(indirect: By Stock-Based Deferral Plan)
5,584.464
Common Stock
(indirect: By 401(k))
31,015
Common Stock
(indirect: By SERP)
11,870
Common Stock
(indirect: By SIM)
1,352
Common Stock
(indirect: By ESOP)
5,469
Common Stock
(indirect: By Stock Award)
23,078
Stock Options (right to buy)
Exercise: $15.60From: 2020-07-23Exp: 2029-07-23→ Common Stock (282,353 underlying)
282,353

Footnotes (5)

[F1]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
[F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c).
[F3]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.
[F4]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.
[F5]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.

Documents

1 file