Columbia Financial, Inc.·4

Sep 12, 1:07 PM ET

Rickert Matthew William 4

4 · Columbia Financial, Inc. · Filed Sep 12, 2023

Insider Transaction Report

Form 4
Period: 2023-09-08
Rickert Matthew William
EVP & Chief Credit Officer
Transactions
  • Award

    Common Stock

    2023-09-08$16.64/sh+75.12$1,2501,200.155 total(indirect: By Stock-Based Deferral Plan)
Holdings
  • Stock Options (right to buy)

    Exercise: $20.54From: 2023-10-31Exp: 2032-10-31Common Stock (13,850 underlying)
    13,850
  • Common Stock

    (indirect: By 401(k))
    322.357
  • Stock Options (right to buy)

    Exercise: $15.94From: 2024-05-01Exp: 2033-05-01Common Stock (7,519 underlying)
    7,519
  • Common Stock

    (indirect: By Stock Award)
    4,869
  • Common Stock

    (indirect: By Stock Award II)
    10,336
Footnotes (5)
  • [F1]Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
  • [F2]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan which vest in three equal annual installments commencing on October 31, 2023.
  • [F3]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
  • [F4]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three equal annual installments commencing on October 31, 2023.
  • [F5]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.

Documents

1 file
  • 4
    wk-form4_1694538428.xmlPrimary

    FORM 4