Columbia Financial, Inc.·4

Nov 2, 4:47 PM ET

Prabhu Manesh Balachandran 4

4 · Columbia Financial, Inc. · Filed Nov 2, 2023

Insider Transaction Report

Form 4
Period: 2023-10-31
Transactions
  • Tax Payment

    Common Stock

    2023-10-31$16.10/sh627$10,095894 total
Holdings
  • Common Stock

    (indirect: By Stock Award)
    3,043
  • Common Stock

    (indirect: By 401(k))
    313
  • Common Stock

    (indirect: By Stock Award II)
    11,628
  • Stock Options (right to buy)

    Exercise: $15.94From: 2024-05-01Exp: 2033-05-01Common Stock (8,459 underlying)
    8,459
  • Stock Options (right to buy)

    Exercise: $20.54From: 2023-10-31Exp: 2032-10-31Common Stock (12,985 underlying)
    12,985
Footnotes (6)
  • [F1]The number of shares held directly includes shares that were previously held by Stock Award and that have subsequently vested.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c).
  • [F3]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, which vest in three equal annual installments commencing on October 31, 2023.
  • [F4]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
  • [F5]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, which vest in three equal annual installments commencing on October 31, 2023.
  • [F6]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.

Documents

1 file
  • 4
    wk-form4_1698958055.xmlPrimary

    FORM 4