Columbia Financial, Inc.·4

Mar 8, 5:06 PM ET

Rinaldi Mayra Liseth 4

4 · Columbia Financial, Inc. · Filed Mar 8, 2024

Insider Transaction Report

Form 4
Period: 2024-03-06
Rinaldi Mayra Liseth
EVP, Corp Governance & Culture
Transactions
  • Award

    Stock Options (right to buy)

    2024-03-06+4,7944,794 total
    Exercise: $16.49From: 2025-03-06Exp: 2034-03-06Common Stock (4,794 underlying)
  • Award

    Common Stock

    2024-03-06+7,1317,131 total(indirect: By Stock Award III)
Holdings
  • Stock Options (right to buy)

    Exercise: $15.60From: 2020-07-23Exp: 2029-07-23Common Stock (49,412 underlying)
    49,412
  • Common Stock

    (indirect: By Stock Award)
    2,020
  • Common Stock

    15,274
  • Common Stock

    (indirect: By UTMA Custodian for Daughter)
    200
  • Stock Options (right to buy)

    Exercise: $15.94From: 2024-05-01Exp: 2033-05-01Common Stock (7,519 underlying)
    7,519
  • Common Stock

    (indirect: By 401(k))
    7,249
  • Common Stock

    (indirect: By SERP)
    68
  • Common Stock

    (indirect: By ESOP)
    5,638
  • Common Stock

    (indirect: By UTMA Custodian for God Daughter)
    40
  • Common Stock

    (indirect: By Spouse)
    1,624
  • Common Stock

    (indirect: By Stock Award II)
    10,336
Footnotes (7)
  • [F1]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on March 6, 2025; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c).
  • [F3]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.
  • [F4]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
  • [F5]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 6, 2025.
  • [F6]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.
  • [F7]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.

Documents

1 file
  • 4
    wk-form4_1709935571.xmlPrimary

    FORM 4