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Columbia Financial, Inc.·4

Mar 8, 5:08 PM ET

Prabhu Manesh Balachandran 4

4 · Columbia Financial, Inc. · Filed Mar 8, 2024

Insider Transaction Report

Form 4
Period: 2024-03-06
Columbia Financial, Inc.CLBK
Prabhu Manesh Balachandran
EVP & CIO
Transactions
  • Award

    Stock Options (right to buy)

    2024-03-06+8,296→ 8,296 total
    Exercise: $16.49From: 2025-03-06Exp: 2034-03-06→ Common Stock (8,296 underlying)
  • Award

    Common Stock

    2024-03-06+12,343→ 12,343 total(indirect: By Stock Award III)
Holdings

  • Stock Options (right to buy)

    Exercise: $20.54From: 2023-10-31Exp: 2032-10-31→ Common Stock (12,985 underlying)
    12,985

  • Common Stock

    894

  • Common Stock

    (indirect: By 401(k))
    495

  • Common Stock

    (indirect: By ESOP)
    982

  • Common Stock

    (indirect: By SERP)
    117

  • Stock Options (right to buy)

    Exercise: $15.94From: 2024-05-01Exp: 2033-05-01→ Common Stock (8,459 underlying)
    8,459

  • Common Stock

    (indirect: By Stock Award)
    3,043

  • Common Stock

    (indirect: By Stock Award II)
    11,628
Footnotes (7)
  • [F1]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on March 6, 2025; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c).
  • [F3]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, which vest in three equal annual installments commencing on October 31, 2023.
  • [F4]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
  • [F5]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 6, 2025.
  • [F6]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, which vest in three equal annual installments commencing on October 31, 2023.
  • [F7]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.

Documents

1 file
  • 4
    wk-form4_1709935684.xmlPrimary

    FORM 4