Columbia Financial, Inc.·4

Jul 15, 2:29 PM ET

Klimowich John 4

4 · Columbia Financial, Inc. · Filed Jul 15, 2025

Insider Transaction Report

Form 4
Period: 2025-07-11
Klimowich John
SEVP & Chief Risk Officer
Transactions
  • Award

    Common Stock

    2025-07-11$14.82/sh+43.096$6397,633.477 total(indirect: By Stock-Based Deferral Plan)
Holdings
  • Common Stock

    (indirect: By ESOP)
    7,620
  • Common Stock

    (indirect: By Stock Award II)
    13,781
  • Common Stock

    (indirect: By Stock Award IV)
    11,723
  • Stock Options (right to buy)

    Exercise: $15.60From: 2020-07-23Exp: 2029-07-23Common Stock (188,235 underlying)
    188,235
  • Common Stock

    (indirect: By Stock Award III)
    12,068
  • Stock Options (right to buy)

    Exercise: $16.49From: 2025-03-06Exp: 2034-03-06Common Stock (8,850 underlying)
    8,850
  • Stock Options (right to buy)

    Exercise: $15.94From: 2024-05-01Exp: 2033-05-01Common Stock (12,030 underlying)
    12,030
  • Stock Options (right to buy)

    Exercise: $16.23From: 2026-03-03Exp: 2035-03-03Common Stock (20,310 underlying)
    20,310
  • Common Stock

    (indirect: By 401(k))
    17,130
  • Common Stock

    (indirect: By SERP)
    7,051
  • Common Stock

    60,769
  • Common Stock

    (indirect: By SIM)
    4,214
Footnotes (8)
  • [F1]Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
  • [F2]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
  • [F3]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on March 6, 2025; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
  • [F4]Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award on March 3, 2028.
  • [F5]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan are fully vested and exercisable.
  • [F6]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.
  • [F7]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 6, 2025.
  • [F8]Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 3, 2026.

Documents

1 file
  • 4
    wk-form4_1752604150.xmlPrimary

    FORM 4