Jones Robyn Mary Elizabeth 4
4 · Goosehead Insurance, Inc. · Filed May 20, 2021
Insider Transaction Report
Form 4
Jones Robyn Mary Elizabeth
Director10% OwnerOther
Transactions
- Conversion
Class B Common Stock
[F1]2021-05-18−21,065→ 12,454,618 total(indirect: By Trust) - Conversion
Class A Common Stock
2021-05-18+21,065→ 21,065 total(indirect: By Trust) - Sale
Class A Common Stock
[F2]2021-05-18$83.58/sh−850$71,043→ 20,215 total(indirect: By Trust) - Sale
Class A Common Stock
[F3]2021-05-18$85.02/sh−750$63,765→ 19,465 total(indirect: By Trust) - Sale
Class A Common Stock
[F4]2021-05-18$85.94/sh−16,577$1,424,627→ 2,888 total(indirect: By Trust) - Sale
Class A Common Stock
[F5]2021-05-18$86.71/sh−2,539$220,157→ 349 total(indirect: By Trust) - Sale
Class A Common Stock
[F6]2021-05-18$87.69/sh−349$30,604→ 0 total(indirect: By Trust) - Conversion
LLC Units in Goosehead Financial, LLC
[F8][F1]2021-05-18−21,065→ 12,454,618 total(indirect: By Trust)Exercise: $0.00→ Class A Common Stock (21,065 underlying)
Holdings
- 333,790
Class A Common Stock
[F7] - 132,349
Class B Common Stock
[F7] - 132,349
LLC Units in Goosehead Financial, LLC
[F7][F8]Exercise: $0.00→ Class A Common Stock (132,349 underlying)
Footnotes (8)
- [F1]Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.13 to $84.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.37 to $85.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.39 to $86.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.42 to $87.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.42 to $88.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F7]This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
- [F8]Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Robyn Mary Elizabeth Jones|2021-05-20