Colby 2014 Family Trust 4
4 · Goosehead Insurance, Inc. · Filed May 24, 2021
Insider Transaction Report
Form 4
Colby 2014 Family Trust
10% Owner
Transactions
- Conversion
Class B Common Stock
2021-05-20−15,229→ 656,503 total - Conversion
Class A Common Stock
2021-05-20+15,229→ 158,631 total - Sale
Class A Common Stock
[F1]2021-05-20$81.79/sh−8,744$715,172→ 149,887 total - Sale
Class A Common Stock
[F2]2021-05-20$82.38/sh−5,225$430,436→ 144,662 total - Sale
Class A Common Stock
[F3]2021-05-20$83.37/sh−1,260$105,046→ 143,402 total - Conversion
Class B Common Stock
2021-05-21−44,771→ 611,732 total - Conversion
Class A Common Stock
2021-05-20+44,771→ 188,173 total - Sale
Class A Common Stock
[F4]2021-05-20$80.66/sh−24,190$1,951,165→ 163,983 total - Sale
Class A Common Stock
[F5]2021-05-20$81.90/sh−19,381$1,587,304→ 144,602 total - Sale
Class A Common Stock
[F6]2021-05-20$82.56/sh−1,200$99,072→ 143,402 total - Conversion
LLC Units in Goosehead Financial, LLC
[F7]2021-05-20−15,229→ 656,503 totalExercise: $0.00→ Class A Common Stock (15,229 underlying) - Conversion
LLC Units in Goosehead Financial, LLC
[F7]2021-05-21−44,771→ 611,732 totalExercise: $0.00→ Class A Common Stock (44,771 underlying)
Footnotes (7)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.08 to $82.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.08 to $83.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.08 to $83.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.27 to $81.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.34 to $82.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.44 to $82.66, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F7]Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.
Signature
/s/ P. Ryan Langston as Attorney-in-Fact for Colby 2014 Family Trust|2021-05-24