4//SEC Filing
Colby Mark S. 4
Accession 0001726978-21-000139
CIK 0001726978other
Filed
Jul 28, 8:00 PM ET
Accepted
Jul 29, 3:57 PM ET
Size
11.1 KB
Accession
0001726978-21-000139
Insider Transaction Report
Form 4
Colby Mark S.
Chief Financial Officer
Transactions
- Exercise/Conversion
Employee Stock Options (right to buy)
2021-07-28−9,800→ 60,000 totalExercise: $10.00Exp: 2028-04-26→ Class A Stock (9,800 underlying) - Exercise/Conversion
Class A Common Stock
2021-07-28$10.00/sh+0$0→ 9,800 total - Sale
Class A Common Stock
2021-07-28$131.33/sh−2,571$337,649→ 0 total - Sale
Class A Common Stock
2021-07-28$130.24/sh−7,229$941,505→ 2,571 total
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $130.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F3]One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).
Documents
Issuer
Goosehead Insurance, Inc.
CIK 0001726978
Entity typeother
Related Parties
1- filerCIK 0001736854
Filing Metadata
- Form type
- 4
- Filed
- Jul 28, 8:00 PM ET
- Accepted
- Jul 29, 3:57 PM ET
- Size
- 11.1 KB