4//SEC Filing
Colby Mark S. 4
Accession 0001726978-21-000157
CIK 0001726978other
Filed
Aug 22, 8:00 PM ET
Accepted
Aug 23, 6:58 PM ET
Size
13.9 KB
Accession
0001726978-21-000157
Insider Transaction Report
Form 4
Colby Mark S.
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2021-08-19$10.00/sh+1,412$14,120→ 1,412 total - Sale
Class A Common Stock
2021-08-19$140.09/sh−1,412$197,807→ 0 total - Exercise/Conversion
Class A Common Stock
2021-08-20$10.00/sh+0$0→ 100 total - Sale
Class A Common Stock
2021-08-19$140.00/sh−100$14,000→ 0 total - Exercise/Conversion
Employee Stock Options (right to buy)
2021-08-19−1,412→ 58,588 totalExercise: $10.00Exp: 2028-04-26→ Class A Stock (1,412 underlying) - Exercise/Conversion
Employee Stock Options (right to buy)
2021-08-20−100→ 58,488 totalExercise: $10.00Exp: 2028-04-26→ Class A Stock (100 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F2]One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).
Documents
Issuer
Goosehead Insurance, Inc.
CIK 0001726978
Entity typeother
Related Parties
1- filerCIK 0001736854
Filing Metadata
- Form type
- 4
- Filed
- Aug 22, 8:00 PM ET
- Accepted
- Aug 23, 6:58 PM ET
- Size
- 13.9 KB