Colby Mark S. 4/A
4/A · Goosehead Insurance, Inc. · Filed Sep 23, 2021
Insider Transaction Report
Form 4/AAmended
Colby Mark S.
Chief Financial Officer
Transactions
- Exercise/Conversion
Employee Stock Options (right to buy)
2021-08-30−8,488→ 50,000 totalExercise: $10.00Exp: 2028-04-26→ Class A Stock (8,488 underlying) - Exercise/Conversion
Employee Stock Options (right to buy)
2021-09-01−10,000→ 40,000 totalExercise: $10.00Exp: 2028-04-26→ Class A Stock (10,000 underlying)
Footnotes (3)
- [F1]One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).
- [F2]Added transaction to correspond the disposition of stock options with the number of disposed option shares reported in Table 1 of the original Form.
- [F3]Amended to correspond the number of stock options disposed with the number of disposed option shares reported in Table 1 of the original Form.