Home/Filings/4/A/0001726978-21-000179
4/A//SEC Filing

Colby Mark S. 4/A

Accession 0001726978-21-000179

CIK 0001726978other

Filed

Sep 22, 8:00 PM ET

Accepted

Sep 23, 5:16 PM ET

Size

8.4 KB

Accession

0001726978-21-000179

Insider Transaction Report

Form 4/AAmended
Period: 2021-08-30
Colby Mark S.
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Employee Stock Options (right to buy)

    2021-08-308,48850,000 total
    Exercise: $10.00Exp: 2028-04-26Class A Stock (8,488 underlying)
  • Exercise/Conversion

    Employee Stock Options (right to buy)

    2021-09-0110,00040,000 total
    Exercise: $10.00Exp: 2028-04-26Class A Stock (10,000 underlying)
Footnotes (3)
  • [F1]One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).
  • [F2]Added transaction to correspond the disposition of stock options with the number of disposed option shares reported in Table 1 of the original Form.
  • [F3]Amended to correspond the number of stock options disposed with the number of disposed option shares reported in Table 1 of the original Form.

Issuer

Goosehead Insurance, Inc.

CIK 0001726978

Entity typeother

Related Parties

1
  • filerCIK 0001736854

Filing Metadata

Form type
4/A
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 5:16 PM ET
Size
8.4 KB